Network 1 Financial Advisors Inc.

RIASEC Registered
Total AUM
$51M
Discretionary
$31.2M
61% of AUM
Avg account
$505K
Accounts
101
Employees
17
Advisory reps
17

Firm details

Headquarters
,
CRD number
121239
Custodians
ALLIANCE TRUST COMPANY, AXOS CLEARING LLC, SEI INVESTMENTS DISTRIBUTION CO., ASSETMARK TRUST CO., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Commissions
Client types
  • HNWI46.7%
  • Pension & Profit Sharing Plans40.2%
  • Individuals12.94%
  • Charitable Organizations0.16%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Network 1 Financial Advisors Inc. is a corporate advisory firm that serves both individual/family and institutional clients. The firm functions as a capital allocator and offers a mix of advisory services that include financial planning, portfolio management for individuals and small businesses, pension-consulting support, and the selection of other advisers. Its revenue model is mixed: percentage-of-AUM fees supplemented by hourly charges and commission-based arrangements. The firm identifies as an active ESG investor and maintains multiple industry roles beyond traditional investment advice. Filings indicate affiliations that include broker-dealer activity, insurance company relationships, and positions as sponsor or general partner/managing member of pooled investment vehicles. Network 1 also offers access to third-party managers and may act as an intermediary in pooled or externally managed products.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 70%, Exchange Traded Equities 25%, Other 2%, Non-Investment Grade Corp Bonds 1%, Derivatives 1%, Cash & Cash Equivalents 1%70%
  • Public Funds/Mutual Funds70%
  • Exchange Traded Equities25%
  • Other2%
  • Non-Investment Grade Corp Bonds1%
  • Derivatives1%

Contacts

3 of 17
  • Christian Herrera

    Christian Herrera

    Branch ManagerCRD 4158466

  • Horace Riley

    Investment Advisor RepresentativeCRD 5099893

  • William Hunt

    PresidentCRD 830575

Unlock 14 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth