Network 1 Financial Advisors Inc.
Firm details
- Headquarters
- ,
- CRD number
- 121239
- Website
- network1.com
- Custodians
- ALLIANCE TRUST COMPANY, AXOS CLEARING LLC, SEI INVESTMENTS DISTRIBUTION CO., ASSETMARK TRUST CO., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Commissions
- Client types
- HNWI46.7%
- Pension & Profit Sharing Plans40.2%
- Individuals12.94%
- Charitable Organizations0.16%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Network 1 Financial Advisors Inc. is a corporate advisory firm that serves both individual/family and institutional clients. The firm functions as a capital allocator and offers a mix of advisory services that include financial planning, portfolio management for individuals and small businesses, pension-consulting support, and the selection of other advisers. Its revenue model is mixed: percentage-of-AUM fees supplemented by hourly charges and commission-based arrangements. The firm identifies as an active ESG investor and maintains multiple industry roles beyond traditional investment advice. Filings indicate affiliations that include broker-dealer activity, insurance company relationships, and positions as sponsor or general partner/managing member of pooled investment vehicles. Network 1 also offers access to third-party managers and may act as an intermediary in pooled or externally managed products.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds70%
- Exchange Traded Equities25%
- Other2%
- Non-Investment Grade Corp Bonds1%
- Derivatives1%
Contacts
3 of 17
Christian Herrera
Branch ManagerCRD 4158466
Horace Riley
Investment Advisor RepresentativeCRD 5099893
William Hunt
PresidentCRD 830575
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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