BASED CAPITAL WEALTH LLC

RIASEC Registered
Total AUM
$43M
Discretionary
$43M
100% of AUM
Avg account
$402K
Accounts
107
Employees
2
Advisory reps
2

Firm details

Headquarters
DURHAM, North Carolina
CRD number
333173
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI79.07%
  • Individuals20.93%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Based Capital Wealth LLC is a small, owner-operated advisory firm that serves individual and family clients, with a stated advisory focus on portfolio management for individuals and small businesses. The firm charges fees as a percentage of assets under management and also uses fixed-fee arrangements. It does not identify as an ESG investor, does not operate as a multi-state adviser, and is not positioned as a capital allocator or pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 68%, Exchange Traded Equities 30%, US Government Bonds 1%, Investment Grade Corp Bonds 1%68%
  • Non-Exchange Traded Equities68%
  • Exchange Traded Equities30%
  • US Government Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • MALACHY JOYCE

    Managing Member And Chief Compliance OfficerCRD 2804494

Contacts

1 of 1
  • Mathew Richard

    Investment Adviser RepresentativeCRD 8022459

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

DURHAM, NC

DURHAM

Location

DURHAM, NC

Headquartered in DURHAM, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
DURHAM
Address
4819 Emperor Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth