MSA Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Santa Monica, California
CRD number
150557
Registered since
March 4, 2010

Firm profile

FINTRX

Overview

MSA Securities, LLC is organized as a limited liability company with ownership listed as a combination of a domestic entity and an individual. The firm is classified as “Unclassified” in the available dataset and provides very limited detail about its business lines or advisory activities. The record indicates MSA Securities does not position itself as a capital allocator and does not identify as an active ESG investor. Additional firm-level flags in the dataset show it is not listed as a multistate adviser, not marked as a pension consultant, not newly formed, and not recorded as a related adviser to another registered entity.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • James Potts

    James Potts

    Chief Financial OfficerCRD 6411792

  • Jeremy Szuch

    Jeremy Szuch

    Chief Compliance OfficerCRD 5554734

  • Christine Banian

    Christine Banian

    Chief Operating OfficerCRD 4213420

Contacts

3 of 3
  • Christopher Fillo

    Christopher Fillo

    Co-Founder and Vice ChairmanCRD 2258454

  • Ishwarjit Chadha

    Ishwarjit Chadha

    Registered RepresentativeCRD 5750099

  • Miguel Hollander-ho

    Miguel Hollander-ho

    Registered RepresentativeCRD 6094900

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Santa Monica, CA

Los Angeles

Location

Santa Monica, CA

Headquartered in Santa Monica, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
3110 Main St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth