Mraz And Associates
Firm details
- Headquarters
- Modesto, California
- CRD number
- 158338
- Registered since
- September 22, 2011
- Website
- www.mrazassociates.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI84.2%
- Individuals10.93%
- Pension & Profit Sharing Plans2.9%
- Corporations / Businesses1.09%
- Charitable Organizations0.88%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Mraz And Associates is an independent registered investment adviser organized as a corporation and first registered with the SEC in 2011. The firm is owned by an individual and serves both individual/family and institutional clients. Its billing methods include a percentage-of-assets fee schedule alongside hourly and fixed-fee arrangements. Core advisory services are financial planning and discretionary portfolio management for individuals, small businesses and institutional/business clients. The firm does not identify as an active ESG investor and is not structured as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Public Funds/Mutual Funds23%
- Cash & Cash Equivalents8%
- US Government Bonds2%
Owners & executives
3 of 4
Benjamin Johnson
Chief Operating OfficerCRD 6433993
Deidre Mraz
CEO and CCOCRD 5215952
David Mraz
Chief Investment OfficerCRD 809949
Contacts
2 of 2
Angela Gomez Guerrero
Client Service AssociateCRD 8026604
Christopher Mraz
Investment Advisor RepresentativeCRD 7370681
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 29Active vs passive
$123M in ETFs
48%
$58.4M
51%
$64.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| WISDOMTREE FLOATING RATE TREASURY FUND (USFR) | Wisdom Tree | Passive | Ultrashort Bond | $41.4M | 822,468 | 33.65% |
Location
Modesto, CA
Stanislaus
Location
Modesto, CA
Headquartered in Modesto, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Stanislaus
- Address
- 1120 13th St
- Time zone
- PT (UTC-8)
- Office locations
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