Morgan Stanley Investment Management Inc.

RIASEC RegisteredEst. 1981
Total AUM
$702B
Discretionary
$698B
99% of AUM
Avg account
$30.8M
Accounts
22,803
Employees
670
Advisory reps
28

Firm details

Headquarters
New York, New York
CRD number
110353
Registered since
January 28, 1981
Custodians
STATE STREET BANK AND TRUST COMPANY, MORGAN STANLEY & CO. LLC, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Investment Companies55.66%
  • Pooled Investment Vehicles23.78%
  • Corporations / Businesses6.33%
  • Other5.67%
  • Pension & Profit Sharing Plans2.4%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Morgan Stanley Investment Management Inc. is a corporate, multi-strategy fund manager that serves primarily institutional clients. The firm operates across hedge fund, venture capital and other pooled-fund strategies while also acting in capacity as a commodity pool operator/commodity trading advisor (CPO/CTA). Its advisory services span portfolio management for individuals and small businesses, investment companies, pooled vehicles and institutions, plus selection-of-advisers work and educational seminars. Fee arrangements include percentage-of-AUM, fixed fees and performance-based fees. The firm identifies as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 30%, Investment Grade Corp Bonds 21%, US Government Bonds 17%, Other 8%, Sovereign Bonds 5%, Cash & Cash Equivalents 5%, State & Local Bonds 3%, Non-Investment Grade Corp Bonds 3%, Private Funds 3%, Derivatives 2%, Public Funds/Mutual Funds 2%30%
  • Exchange Traded Equities30%
  • Investment Grade Corp Bonds21%
  • US Government Bonds17%
  • Other8%
  • Sovereign Bonds5%

Owners & executives

2 of 2
  • Benjamin Hammes

    Chief Compliance OfficerCRD 2973966

  • Eric Kayne

    Co-Chief Operating OfficerCRD 2741511

Contacts

3 of 26
  • Phillip Kim

    Phillip Kim

    Executive DirectorCRD 5223186

  • Leslie Delany

    Leslie Delany

    Executive DirectorCRD 5326025

  • Marie Klein

    Marie Klein

    AssociateCRD 6904329

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1585 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth