MORGAN STANLEY INVESTMENT MANAGEMENT INC.

RIASEC RegisteredEst. 1981
Total AUM
$702B
Discretionary
$698B
99% of AUM
Avg account
$30.8M
Accounts
22,803
Employees
670
Advisory reps
30

Firm details

Headquarters
New York, New York
CRD number
110353
Registered since
January 28, 1981
Custodians
STATE STREET BANK AND TRUST COMPANY, MORGAN STANLEY & CO. LLC, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Investment Companies55.66%
  • Pooled Investment Vehicles23.78%
  • Corporations / Businesses6.33%
  • Other5.67%
  • Pension & Profit Sharing Plans2.4%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

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Overview

Morgan Stanley Investment Management Inc. is a U.S.-based corporate asset manager that operates across multiple fund types and advisory lines. Registered with the SEC since 1981, the firm functions as a multifaceted fund manager with activities that include hedge fund and venture capital strategies as well as other pooled products. Its primary client base is institutional, and its fee arrangements include percentage-of-AUM fees, fixed fees, and performance-based fees. The firm reports activity as a commodity pool operator/commodity trading advisor and provides portfolio management services for individuals, small businesses, pooled vehicles, investment companies and institutions, as well as adviser selection and educational programming. Morgan Stanley Investment Management Inc. identifies as an active ESG investor and maintains a broad set of industry affiliations spanning broker-dealer, banking, trust, insurance, futures and sponsor/GP roles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 30%, Investment Grade Corp Bonds 21%, US Government Bonds 17%, Other 8%, Sovereign Bonds 5%, Cash & Cash Equivalents 5%, State & Local Bonds 3%, Non-Investment Grade Corp Bonds 3%, Private Funds 3%, Derivatives 2%, Public Funds/Mutual Funds 2%30%
  • Exchange Traded Equities30%
  • Investment Grade Corp Bonds21%
  • US Government Bonds17%
  • Other8%
  • Sovereign Bonds5%

Owners & executives

3 of 4
  • ERIC KAYNE

    Co-Chief Operating OfficerCRD 2741511

  • RUAIRI O'HEALAI

    EMEA COOCRD 6608606

  • BENJAMIN HAMMES

    Chief Compliance OfficerCRD 2973966

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Contacts

3 of 26
  • Matthew Funk

    AssociateCRD 6809842

  • THOMAS O'BRIEN

    Vice PresidentCRD 6347716

  • Tatiana Segal

    Global Head of Risk ManagementCRD 2380822

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1585 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth