Mora Capital Securities LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
43
Avg account
$0

Firm details

Headquarters
Miami, Florida
CRD number
158599
Registered since
May 2, 2012

Firm profile

FINTRX

Overview

Mora Capital Securities LLC is organized as a limited liability company and appears in public filings as registered with the SEC since 2012. Public disclosures about the firm are sparse: its classification is listed as unclassified, and it identifies its owner type as a combination of a domestic entity and an individual. The firm is not designated as a capital allocator, does not identify as an active ESG investor, and is not flagged as a multi-state adviser, pension consultant, or related adviser. The dataset does not include descriptions of the firm’s advisory activities, client segments, or fee arrangements.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Harold Stice

    Harold Stice

    Chief Finance OfficerCRD 1349210

  • Yanina Peras

    Office CoordinatorCRD 7191779

  • Fernando De Frutos Gonzalez

    Fernando De Frutos Gonzalez

    Chief Investment OfficerCRD 7450899

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Contacts

3 of 39
  • Jose Alfonso

    Jose Alfonso

    Head of AnalyticsCRD 7062870

  • Salvador Ramos Carmona

    Client AdvisorCRD 8018222

  • Roberto Garcia

    Roberto Garcia

    Senior VP, InvestmentsCRD 1877805

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
1450 Brickell Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth