Moody Securities, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
148771
Registered since
January 8, 2009

Firm profile

FINTRX

Overview

Moody Securities, LLC is organized as a limited liability company and shows an SEC registration date of 2009. FINTRX classifies the firm as unclassified and records the owner type as a domestic entity and individual. The profile indicates the firm does not function as a capital allocator and is not identified as an active ESG investor. It is not listed as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The dataset provides no detail on specific advisory or business activities, client segments, or fee arrangements.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Robert Engel

    Robert Engel

    Chief Financial OfficerCRD 4804666

Contacts

3 of 5
  • Nicholas Karim

    Nicholas Karim

    CISOCRD 5928946

  • Quinn Haynie

    Quinn Haynie

    Regional Vice PresidentCRD 6337951

  • Stefanie Mcginnis

    President, CCOCRD 5462592

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
9655 Katy Fwy
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth