Moody Securities, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
148771
Registered since
January 8, 2009

Firm profile

FINTRX

Overview

Moody Securities, LLC is a limited liability company that registered with the SEC in 2009. Public filings identify its ownership as a combination of a domestic entity and an individual. The firm is classified as "Unclassified" in the available data. It is not listed as a capital allocator, does not describe itself as an active ESG investor, is not a multi-state adviser, and is not identified as a pension consultant or related adviser. Other typical disclosures such as specific business lines, advisory activities, client segments, or fee arrangements are not provided in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Robert Engel

    Robert Engel

    Chief Financial OfficerCRD 4804666

Contacts

3 of 5
  • Nicholas Karim

    Nicholas Karim

    CISOCRD 5928946

  • Quinn Haynie

    Quinn Haynie

    Regional Vice PresidentCRD 6337951

  • Stefanie Mcginnis

    President, CCOCRD 5462592

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
9655 Katy Fwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth