Moody Securities, LLC
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 148771
- Registered since
- January 8, 2009
Firm profile
FINTRXOverview
Moody Securities, LLC is a limited liability company that registered with the SEC in 2009. The snapshot flags the owner type as a combination of a domestic entity and an individual and classifies the firm as "Unclassified." The record also indicates the firm does not operate as a capital allocator, is not an active ESG investor, and is not registered as a multistate adviser. It is not identified as a pension consultant, newly formed adviser, or related adviser. The dataset for Moody Securities, LLC contains minimal detail about the firm’s business model: there are no specifics listed for fee schedules, advisory activities, client segments, or other business activities and affiliations.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Robert Engel
Chief Financial OfficerCRD 4804666
Contacts
3 of 5
Paul Coffin
Registered RepresentativeCRD 5049638
Stefanie Mcginnis
President, CCOCRD 5462592
Davison Nutt
Vice PresidentCRD 5640723
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 9655 Katy Fwy
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Global Financial Services, L.L.C.
Broker-DealerHouston, TX
Invesco Distributors, Inc.
Broker-DealerHouston, TX
Chiron Securities LLC
Broker-DealerHouston, TX
Monex Securities, Inc.
Broker-DealerHouston, TX
Sterling Smith Corporation
Broker-DealerHouston, TX
Alterna Securities, Inc.
Broker-DealerHouston, TX