Moody Securities, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
148771
Registered since
January 8, 2009

Firm profile

FINTRX

Overview

Moody Securities, LLC is a limited liability company that registered with the SEC in 2009. The snapshot flags the owner type as a combination of a domestic entity and an individual and classifies the firm as "Unclassified." The record also indicates the firm does not operate as a capital allocator, is not an active ESG investor, and is not registered as a multistate adviser. It is not identified as a pension consultant, newly formed adviser, or related adviser. The dataset for Moody Securities, LLC contains minimal detail about the firm’s business model: there are no specifics listed for fee schedules, advisory activities, client segments, or other business activities and affiliations.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Robert Engel

    Robert Engel

    Chief Financial OfficerCRD 4804666

Contacts

3 of 5
  • Paul Coffin

    Paul Coffin

    Registered RepresentativeCRD 5049638

  • Stefanie Mcginnis

    President, CCOCRD 5462592

  • Davison Nutt

    Davison Nutt

    Vice PresidentCRD 5640723

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
9655 Katy Fwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth