MONTEREY WEALTH

RIASEC RegisteredEst. 2020

Total AUM

$300M

Discretionary

$138M

46% of AUM

Avg account

$883K

Accounts

340

Employees

Advisory reps

Firm details

Headquarters: Atlanta, Georgia
CRD number: 172577
Registered since: May 1, 2020
Website: montereywealth.com
Custodians: CHARLES SCHWAB & CO., INC., EMPOWER RETIREMENT
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans56.75%
HNWI34.52%
Individuals8.56%
Corporations / Businesses0.17%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Monterey Wealth is an independent registered investment adviser organized as an LLC and SEC-registered in 2020. The firm serves individual and family clients as well as institutional clients, offering financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. Brokerage-related activity is part of the business mix through insurance brokerage services. Investment activity leans heavily toward pooled public vehicles: the firm reports a sizable tilt to mutual funds and other public funds. Fee arrangements are flexible and include a percentage-of-AUM model as well as hourly and fixed-fee engagements, allowing the firm to work with clients on both ongoing management mandates and project-based planning. Monterey Wealth does not identify as an active ESG investor and is not positioned as a capital allocator.