BAUGH & ASSOCIATES, LLC

Overview

Baugh & Associates, LLC is an independent registered investment adviser that manages portfolios primarily for individuals, families and a smaller institutional client set. The firm charges fees as a percentage of assets under management and favors an equity-centric approach: exchange-traded equities represent the single largest allocation in its reported asset mix. Portfolios are largely managed on a discretionary basis, signaling that the firm typically implements tactical and strategic equity decisions without requiring client-by-client trade approvals. Investment activity shows a concentrated public-equity emphasis with selective use of third-party alternatives and traditional fixed-income instruments. The firm’s advisory services center on financial planning and portfolio management for individuals and small businesses, which aligns with its client base and average relationship size. Custodial and account structuring choices indicate a preference for separately managed accounts and liquid, exchange-traded exposure as the primary vehicle for equity exposure.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices