Baugh & Associates, LLC
Firm details
- Headquarters
- Atlanta, Georgia
- CRD number
- 136342
- Registered since
- August 5, 2005
- Website
- www.baughandassociates.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI88.28%
- Individuals11.56%
- Charitable Organizations0.16%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Baugh & Associates, LLC is an independent advisory firm organized as an LLC that focuses on financial planning and portfolio management for individuals, families and some institutional clients. The firm is registered with the SEC (registered in 2005) and operates on a percentage-of-assets-under-management fee model. Ownership is listed as individual, and the adviser does not present itself as a capital allocator or pension consultant. It does not identify as an active ESG investor. Service flow centres on customized planning and discretionary portfolio management for individuals and small businesses, with some institutional relationships. The firm’s stated investment preference leans toward equities as the primary asset class.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities81%
- Other6%
- US Government Bonds5%
- Cash & Cash Equivalents5%
- State & Local Bonds2%
Owners & executives
1 of 1
Derek Baugh
Partner, COOCRD 7467360
Contacts
1 of 1
Larry Baugh
Partner, PresidentCRD 4340364
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 6Active vs passive
$1.9M in ETFs
100%
$1.9M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $500K | 702 | 25.68% |
Location
Atlanta, GA
Fulton
Location
Atlanta, GA
Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- Fulton
- Address
- 6065 Roswell Rd
- Time zone
- ET (UTC-5)
- Office locations
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