MLC Asset Management US LLC

RIASEC Registered
Total AUM
$2.8B
Discretionary
$634M
23% of AUM
Avg account
$165M
Accounts
17
Employees
4
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
314738
Registered since
June 2, 2021
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

MLC Asset Management US LLC is an SEC-registered limited liability company (registered in 2021) that operates as a private equity manager serving institutional clients. The firm functions primarily as an adviser and sponsor for pooled investment vehicles and is listed as a general partner/managing member for those vehicles. Ownership is noted as a combination of a foreign entity and an individual. Fee arrangements include percentage-of-assets, fixed fees, and performance-based fees. The firm identifies itself as an active ESG investor and provides portfolio management for pooled funds rather than acting as a standalone capital allocator.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Joseph Dibartolo

    Joseph Dibartolo

    Chief Compliance OfficerCRD 1626360

Contacts

3 of 3
  • Scott Jones

    ManagerCRD 2293400

  • Joseph Hardiman

    Board MemberCRD 1640943

  • Amna Khan

    Amna Khan

    General ManagerCRD 7424673

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1 Rockefeller Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth