BASSWOOD CAPITAL MANAGEMENT, L.L.C.

RIASEC RegisteredEst. 2011

Total AUM

$2.8B

Discretionary

$2.8B

100% of AUM

Avg account

$188M

Accounts

15

Employees

16

Advisory reps

5

Firm details

Headquarters: New York, New York
CRD number: 138032
Registered since: June 20, 2011
Website: www.basswoodpartners.com
Custodians: MORGAN STANLEY & CO. LLC, J.P. MORGAN SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles77.66%
State / Municipal Government16.15%
Charitable Organizations5.52%
Corporations / Businesses0.67%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Basswood Capital Management, L.L.C. is a privately owned hedge fund-style adviser registered with the SEC in 2011 and organized as an LLC. The firm targets institutional clients and serves as a portfolio manager for pooled investment vehicles and for businesses or institutional accounts. It operates in roles that include CPO/CTA activity and acts as sponsor, general partner or managing member of pooled vehicles. Fee arrangements combine a percentage-of-assets charge with performance-based fees. Basswood does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities59%
Cash & Cash Equivalents40%
Non-Exchange Traded Equities1%

Owners & executives

3 of 3

JUSTIN CANNIZZARO
Chief Compliance OfficerCRD 2889923
SCOTT BRODER
Chief Financial OfficerCRD 5115017
MARC SAMIT
Principal & COOCRD 5065278

Contacts

2 of 2

MATTHEW LINDENBAUM
Principal, Managing MemberCRD 5065272
BENNETT LINDENBAUM
Managing Member, PrincipalCRD 1544691

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 1

Active vs passive

$8.3M in ETFs

Passive

100%

$8.3M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES 20+ YEAR TREASURY BOND ETF (TLT)	BlackRock	Passive	Long Government	$8.3M	96,154	100.00%

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: NEW YORK
Address: 645 Madison Ave
Time zone: ET (UTC-5)
Office locations

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