Basswood Capital Management, L.L.C.
Firm details
- Headquarters
- New York, New York
- CRD number
- 138032
- Registered since
- June 20, 2011
- Website
- www.basswoodpartners.com
- Custodians
- MORGAN STANLEY & CO. LLC, J.P. MORGAN SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles77.66%
- State / Municipal Government16.15%
- Charitable Organizations5.52%
- Corporations / Businesses0.67%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Basswood Capital Management, L.L.C. is an SEC-registered hedge fund organized as an LLC and operating mainly for institutional clients. The firm was registered with the SEC in 2011 and is owned by an individual. It functions in roles common to commodity pool operators/commodity trading advisors and acts as sponsor, general partner or managing member of pooled investment vehicles. Advisory services are concentrated on portfolio management for pooled vehicles and for businesses or institutions. Its compensation combines a percentage-of-assets approach with performance-based fees. Basswood does not identify as an active ESG investor and is not structured as a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities59%
- Cash & Cash Equivalents40%
- Non-Exchange Traded Equities1%
Owners & executives
3 of 3Marc Samit
Principal & COOCRD 5065278
Scott Broder
Chief Financial OfficerCRD 5115017
Justin Cannizzaro
Chief Compliance OfficerCRD 2889923
Contacts
2 of 2Matthew Lindenbaum
Principal, Managing MemberCRD 5065272
Bennett Lindenbaum
Managing Member, PrincipalCRD 1544691
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2Active vs passive
$35.1M in ETFs
100%
$35.1M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P MIDCAP 400 ETF TRUST (MDY) | State Street | Passive | Mid Cap Blend | $26.8M | 38,082 | 76.32% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 645 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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