Mitchell, Mcleod, Pugh & Williams, Inc.
Firm details
- Headquarters
- Mobile, Alabama
- CRD number
- 138240
- Registered since
- January 13, 2006
- Website
- mmpw.com
- Custodians
- CHARLES SCHWAB & CO., INC., ASCENSUS TRUST
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI59.04%
- Pension & Profit Sharing Plans29.19%
- Individuals6.4%
- Charitable Organizations3.49%
- Corporations / Businesses1.44%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of Periodicals
Firm profile
FINTRXOverview
Mitchell, Mcleod, Pugh & Williams, Inc. is an independent registered investment adviser formed in 2006 and owned by individuals. The firm serves both individuals/families and institutional clients and provides a mix of advice and fiduciary services that include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and the publication of periodicals or newsletters. Compensation structures include percentage-of-AUM fees as well as hourly and fixed-fee arrangements. The firm does not identify itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities14%
- Cash & Cash Equivalents5%
- US Government Bonds4%
Owners & executives
1 of 1
Katherine Mcginley
Chief Compliance OfficerCRD 2765965
Contacts
3 of 9Selwyn Turner
CRD 5541831
Thomas Iturbe
AssociateCRD 7489994
Gray Ingle
DirectorCRD 6147214
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 82Active vs passive
$366M in ETFs
91%
$333M
8%
$32.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $56M | 81,566 | 15.31% |
Location
Mobile, AL
Mobile
Location
Mobile, AL
Headquartered in Mobile, AL, anchoring the Mobile-Daphne-Fairhope, AL metro in the South.
- Metro area
- Mobile-Daphne-Fairhope, AL
- Region
- South
- County
- Mobile
- Address
- 2610 Dauphin St
- Time zone
- CT (UTC-6)
- Office locations
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