LEAVELL INVESTMENT MANAGEMENT, INC.
Firm details
- Headquarters
- MOBILE, Alabama
- CRD number
- 107890
- Registered since
- July 23, 1979
- Website
- leavellinvestments.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI55.68%
- Individuals13.94%
- Corporations / Businesses7.59%
- Other6.78%
- Pension & Profit Sharing Plans6.66%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Leavell Investment Management, Inc. is an independent registered investment adviser that has been SEC-registered since 1979. The firm is privately owned and serves both individual and family clients as well as institutional accounts. Its compensation model includes both percentage-of-AUM and fixed-fee arrangements. Core advisory services disclosed include financial planning, portfolio management for individuals, businesses and investment companies, pension consulting and selection of other advisers; the firm also identifies itself as a capital allocator that places client capital with third-party managers. Leavell is not positioned as an ESG-focused investor. It has been recognized on CNBC’s Top 100 Financial Advisory Firms list in each year from 2019 through 2022.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities35%
- Other2%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
3 of 3TAMARA MORTON
Retirement Plan CoordinatorCRD 2182002
MARGARET ALVES
Chief Compliance OfficerCRD 5110344
EUGENE GRINSTEAD
Portfolio Manager, Chief Executive OfficerCRD 2785040
Contacts
3 of 22WILLIAM NICROSI
Investment CounselorCRD 3225136
KEE GOOSTREE
Assistant Investment CounselorCRD 3120805
Richard Littrell
Investment CouselorCRD 8121223
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 264Active vs passive
$1.3B in ETFs
86%
$1.1B
3%
$189M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MEGA CAP INDEX FUND (MGC) | Vanguard | $119M | 504,340 | 8.98% |
Location
MOBILE, AL
MOBILE
Location
MOBILE, AL
Headquartered in MOBILE, AL, anchoring the Mobile-Daphne-Fairhope, AL metro in the South.
- Metro area
- Mobile-Daphne-Fairhope, AL
- Region
- South
- County
- MOBILE
- Address
- 210 Saint Joseph St
- Time zone
- CT (UTC-6)
- Office locations
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