Leavell Investment Management, Inc.
Firm details
- Headquarters
- Mobile, Alabama
- CRD number
- 107890
- Registered since
- July 23, 1979
- Website
- leavellinvestments.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI55.68%
- Individuals13.94%
- Corporations / Businesses7.59%
- Other6.78%
- Pension & Profit Sharing Plans6.66%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Leavell Investment Management, Inc. is an independent registered investment adviser that has been operating since 1979. The firm serves both individual/family and institutional clients and acts as a capital allocator, selecting third-party managers as part of its offering. Its fee model combines asset-based fees with fixed-fee arrangements. Core advisory capabilities include financial planning, portfolio management for individuals, small businesses and investment companies, pension consulting and the selection of other advisers. The firm does not present itself as an active ESG investor. Leavell was named to CNBC’s Top 100 Financial Advisory Firms list for 2019, 2020, 2021 and 2022.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities35%
- Other2%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
3 of 3
Tamara Morton
Retirement Plan CoordinatorCRD 2182002
Margaret Alves
Chief Compliance OfficerCRD 5110344
Eugene Grinstead
Portfolio Manager, Chief Executive OfficerCRD 2785040
Contacts
3 of 22
William Nicrosi
Investment CounselorCRD 3225136
Kee Goostree
Assistant Investment CounselorCRD 3120805
Richard Littrell
Investment CouselorCRD 8121223
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 286Active vs passive
$1.5B in ETFs
85%
$1.3B
3%
$224M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MEGA CAP INDEX FUND (MGC) | Vanguard | $139M | 507,282 | 9.18% |
Location
Mobile, AL
Mobile
Location
Mobile, AL
Headquartered in Mobile, AL, anchoring the Mobile-Daphne-Fairhope, AL metro in the South.
- Metro area
- Mobile-Daphne-Fairhope, AL
- Region
- South
- County
- Mobile
- Address
- 210 Saint Joseph St
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Mitchell, Mcleod, Pugh & Williams, Inc.
RIAMobile, AL
Williams Financial Group
RIAMobile, AL
Aull & Monroe
RIAMobile, AL
Wilkins Miller Wealth Management, LLC
RIAMobile, AL
Frugal Financial Retirement Plan Services, LLC
RIAMobile, AL
Retirement Advisors, Inc.
RIAMobile, AL