MH & Associates Securities Management Corporation

RIASEC Registered
Total AUM
$200M
Discretionary
$190M
95% of AUM
Avg account
$1.3M
Accounts
152
Employees
4
Advisory reps
4

Firm details

Headquarters
Carlsbad, California
CRD number
110516
Registered since
August 19, 1981
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI94.59%
  • Individuals5.41%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

MH & Associates Securities Management Corporation is an independent registered investment adviser that has been SEC-registered since 1981. The firm is structured as a corporation with individual ownership and focuses on portfolio management for individuals and small businesses. Its client base is primarily individual and family investors, and it charges advisory fees as a percentage of assets under management. The firm does not advertise ESG as an active strategy, does not operate as a multi-state or pension consultant adviser, and is not set up as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Cash & Cash Equivalents 17%, US Government Bonds 13%70%
  • Exchange Traded Equities70%
  • Cash & Cash Equivalents17%
  • US Government Bonds13%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 31

Active vs passive

$16.2M in ETFs

Passive

100%

$16.2M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANECK MERK GOLD ETF (OUNZ)VanEckPassiveCommodities Focused$5.6M139,50534.37%

Location

Primary office

Carlsbad, CA

San Diego

Location

Carlsbad, CA

Headquartered in Carlsbad, CA, anchoring the San Diego-Chula Vista-Carlsbad, CA metro in the West.

Metro area
San Diego-Chula Vista-Carlsbad, CA
Region
West
County
San Diego
Address
2888 Loker Ave E
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth