MFA WEALTH SERVICES

RIASEC RegisteredEst. 2016
Total AUM
$293M
Discretionary
$292M
100% of AUM
Avg account
$415K
Accounts
706
Employees
3
Advisory reps
2

Firm details

Headquarters
THOUSAND OAKS, California
CRD number
169013
Registered since
October 24, 2016
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals81.37%
  • HNWI18.63%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

MFA Wealth Services is an independent, SEC-registered registered investment adviser that focuses on individual and family clients. Founded for SEC registration in 2016, the firm operates as a corporation owned by an individual and also conducts business as a registered representative of a broker-dealer and as an insurance broker. Its advisory work centers on financial planning and portfolio management for individuals and small businesses. Fee arrangements are flexible and include a percentage-of-AUM model plus hourly and fixed-fee options. MFA Wealth Services is not identified as an active ESG investor and does not operate across multiple states as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Other 10%, US Government Bonds 5%, Cash & Cash Equivalents 3%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%80%
  • Exchange Traded Equities80%
  • Other10%
  • US Government Bonds5%
  • Cash & Cash Equivalents3%
  • State & Local Bonds1%

Owners & executives

2 of 2
  • CHRISTOPHER MATTERN

    President, CEOCRD 5202739

  • MICHAEL GARNER

    Chief Compliance OfficerCRD 4936494

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 58

Active vs passive

$106M in ETFs

Passive

84%

$88.6M

Active

13%

$16.9M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$14.4M22,06513.66%

Location

Primary office

THOUSAND OAKS, CA

VENTURA

Location

THOUSAND OAKS, CA

Headquartered in THOUSAND OAKS, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
VENTURA
Address
100 E Thousand Oaks Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth