MFA Wealth Services

RIASEC RegisteredEst. 2016
Total AUM
$293M
Discretionary
$292M
100% of AUM
Avg account
$415K
Accounts
706
Employees
3
Advisory reps
2

Firm details

Headquarters
Thousand Oaks, California
CRD number
169013
Registered since
October 24, 2016
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals81.37%
  • HNWI18.63%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

MFA Wealth Services is an independent, SEC-registered registered investment adviser organized as a corporation and established in 2016. The firm serves individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its billing includes percentage-of-AUM fees along with hourly and fixed-fee arrangements. MFA also operates as a registered representative of a broker-dealer and as an insurance broker, and it lists formal affiliations with accountants, law firms, and real estate brokers. The firm does not describe itself as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Other 10%, US Government Bonds 5%, Cash & Cash Equivalents 3%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%80%
  • Exchange Traded Equities80%
  • Other10%
  • US Government Bonds5%
  • Cash & Cash Equivalents3%
  • State & Local Bonds1%

Owners & executives

2 of 2
  • Christopher Mattern

    Christopher Mattern

    President, CEOCRD 5202739

  • Michael Garner

    Chief Compliance OfficerCRD 4936494

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 64

Active vs passive

$116M in ETFs

Passive

83%

$97.1M

Active

13%

$19.3M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$16.3M21,70413.96%

Location

Primary office

Thousand Oaks, CA

Ventura

Location

Thousand Oaks, CA

Headquartered in Thousand Oaks, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Ventura
Address
100 E Thousand Oaks Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth