HOFER & ASSOCIATES WEALTH MANAGEMENT

RIASEC RegisteredEst. 2022
Total AUM
$216M
Discretionary
$216M
100% of AUM
Avg account
$721K
Accounts
300
Employees
4
Advisory reps
2

Firm details

Headquarters
THOUSAND OAKS, California
CRD number
282005
Registered since
June 2, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals65.13%
  • HNWI34.87%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Hofer & Associates Wealth Management is an independent registered investment adviser that serves individual and family clients with a mix of planning and discretionary portfolio services. The firm is structured as a corporation, is individually owned, and registered with the SEC in 2022. Its advisory offering includes financial planning and portfolio management for individuals, small businesses, and other business or institutional clients. Hofer & Associates also operates as an insurance broker and charges clients through a combination of percentage-of-assets, hourly, and fixed-fee arrangements. The firm does not present itself as a capital allocator or multi-state adviser and is not identified as an active ESG investor. Hofer & Associates was recognized by FA Magazine in 2020 on a Top RIA Firms list.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Cash & Cash Equivalents 5%, Public Funds/Mutual Funds 4%, Non-Exchange Traded Equities 1%90%
  • Exchange Traded Equities90%
  • Cash & Cash Equivalents5%
  • Public Funds/Mutual Funds4%
  • Non-Exchange Traded Equities1%

Contacts

2 of 2
  • JEREMY HOFER

    Founder and PresidentCRD 4909799

  • MARLA VICKREY

    Wealth ManagerCRD 5379050

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 43

Active vs passive

$223M in ETFs

Passive

76%

$168M

Active

16%

$54.6M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG)State StreetPassiveLarge Growth$20.4M207,9209.14%

Location

Primary office

THOUSAND OAKS, CA

VENTURA

Location

THOUSAND OAKS, CA

Headquartered in THOUSAND OAKS, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
VENTURA
Address
90 E Thousand Oaks Blvd
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth