Marki Financial Services, LLC

RIASEC Registered
Total AUM
$66.7M
Discretionary
$66.7M
100% of AUM
Avg account
$585K
Accounts
114
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
156404
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI93.32%
  • Individuals6.68%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Marki Financial Services, LLC is an independent registered investment adviser that serves individual and family clients with fee-based wealth management and financial planning. The firm focuses on portfolio management for individuals and small businesses and bills clients on a percentage-of-AUM schedule. It is organized as an LLC with individual ownership and does not present itself as a multi-state adviser or a pension consultant. The firm does not market itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 97%, Exchange Traded Equities 2%, Cash & Cash Equivalents 1%97%
  • Public Funds/Mutual Funds97%
  • Exchange Traded Equities2%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Susan Marki

    Susan Marki

    OwnerCRD 1403953

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth