MARK SMITH FINANCIAL SERVICES, INC.

Overview

Mark Smith Financial Services, Inc. is an independent registered investment adviser organized as a corporation and owned by an individual. The firm concentrates on wealth management for individuals, families and small-business owners while also working with select institutional clients. Advisory services emphasize financial planning and discretionary portfolio management for individuals and small businesses, delivered through a mix of fee arrangements: a percentage of assets under management, hourly charges and fixed fees. Investment activity centers on public pooled vehicles—primarily mutual funds—alongside separately managed accounts. The firm does not position itself as a capital allocator to private managers, and it does not flag active ESG investing or pension consulting as part of its core offering. Custody and operational relationships are concentrated, which supports a relatively straightforward model for portfolio implementation and reporting.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices