Mandel Financial Services

RIASEC Registered
Total AUM
$28.2M
Discretionary
$28.2M
100% of AUM
Avg account
$504K
Accounts
56
Employees
1
Advisory reps
1

Firm details

Headquarters
Cincinnati, Ohio
CRD number
318124
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI91.52%
  • Individuals8.48%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Mandel Financial Services is an independent, individual-owned registered investment adviser that focuses on financial planning and discretionary portfolio management for individuals and small businesses. The firm charges clients by a percentage of assets under management and with fixed fees, and it does not position itself as a capital allocator. Mandel is not a multi-state or ESG-focused adviser according to its filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 76%, State & Local Bonds 10%, Exchange Traded Equities 9%, Cash & Cash Equivalents 3%, US Government Bonds 1%76%
  • Public Funds/Mutual Funds76%
  • State & Local Bonds10%
  • Exchange Traded Equities9%
  • Cash & Cash Equivalents3%
  • US Government Bonds1%

Owners & executives

1 of 1
  • Timothy Mandel

    Managing Member And Chief Compliance OfficerCRD 7224891

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Cincinnati, OH

Hamilton

Location

Cincinnati, OH

Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
Hamilton
Address
431 Ohio Pike
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth