CINCAP ASSET MANAGEMENT

RIASEC Registered
Total AUM
$34.3M
Discretionary
$34.3M
100% of AUM
Avg account
$8.6M
Accounts
4
Employees
2
Advisory reps
3

Firm details

Headquarters
CINCINNATI, Ohio
CRD number
311605
Custodians
RBC CAPITAL MARKETS, LLC
Fee structure
Percentage of AUM
Client types
  • HNWI97.9%
  • Individuals2.1%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Cincap Asset Management is a small, fee-based advisory firm that runs a concentrated, equity-first strategy for a handful of individual and family clients. The firm acts as a capital allocator and uses percentage-of-AUM fees, combining direct management of exchange-traded equities with access to third‑party managers for non‑core exposures. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selection of other advisers — indicating a mix of in‑house management and outsourced specialty relationships. The firm reports that it is not an active ESG investor. Investment preference skews strongly toward liquid, exchange‑traded instruments, with equities and ETFs forming the core of client portfolios. At the same time, Cincap supplements equity exposure with allocations to alternative strategies — specifically hedge funds, commodities and oil & gas — typically implemented through external managers or pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 84%, Cash & Cash Equivalents 14%, Public Funds/Mutual Funds 2%84%
  • Exchange Traded Equities84%
  • Cash & Cash Equivalents14%
  • Public Funds/Mutual Funds2%

Owners & executives

2 of 2
  • FRED OVERBECK

    COO & CCOCRD 4895534

  • ANDREW WARNING

    Chief Compliance OfficerCRD 3211861

Contacts

1 of 1
  • JAMES HARTKE

    DirectorCRD 4985368

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

CINCINNATI, OH

HAMILTON

Location

CINCINNATI, OH

Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
HAMILTON
Address
455 Delta Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth