CINCAP ASSET MANAGEMENT
Firm details
- Headquarters
- CINCINNATI, Ohio
- CRD number
- 311605
- Custodians
- RBC CAPITAL MARKETS, LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI97.9%
- Individuals2.1%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Cincap Asset Management is a small, fee-based advisory firm that runs a concentrated, equity-first strategy for a handful of individual and family clients. The firm acts as a capital allocator and uses percentage-of-AUM fees, combining direct management of exchange-traded equities with access to third‑party managers for non‑core exposures. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selection of other advisers — indicating a mix of in‑house management and outsourced specialty relationships. The firm reports that it is not an active ESG investor. Investment preference skews strongly toward liquid, exchange‑traded instruments, with equities and ETFs forming the core of client portfolios. At the same time, Cincap supplements equity exposure with allocations to alternative strategies — specifically hedge funds, commodities and oil & gas — typically implemented through external managers or pooled vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities84%
- Cash & Cash Equivalents14%
- Public Funds/Mutual Funds2%
Owners & executives
2 of 2FRED OVERBECK
COO & CCOCRD 4895534
ANDREW WARNING
Chief Compliance OfficerCRD 3211861
Contacts
1 of 1JAMES HARTKE
DirectorCRD 4985368
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
CINCINNATI, OH
HAMILTON
Location
CINCINNATI, OH
Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- HAMILTON
- Address
- 455 Delta Ave
- Time zone
- ET (UTC-5)
- Office locations
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