Mainstay Capital

Overview

Mainstay Capital is a small, independent registered investment adviser structured as a limited liability company that serves individual and family clients. The firm combines financial planning, discretionary portfolio management for individuals and small businesses, and educational seminars as its core advisory activities. Fee arrangements are flexible — percentage of AUM, hourly, and fixed-fee engagements are all used depending on the client engagement. Investment activity is centered on public markets with a clear preference for equities. The ADV indicates a tilt toward exchange-traded equities and ETFs as primary portfolio building blocks, while mutual funds and fixed products such as annuities are also used. Mainstay Capital does not present itself as a capital allocator or pension consultant, and it is not identified as an active ESG investor or a multi‑state advisory platform. The firm lists an accounting practice as a business activity, which can imply integrated tax or bookkeeping support as part of its client service mix.

Assets & Accounts

Public Holdings

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Location & Offices