Mackay Shields LLC

RIASEC RegisteredEst. 1969

Total AUM

$160B

Discretionary

$160B

100% of AUM

Avg account

$436M

Accounts

366

Employees

206

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 107717
Registered since: April 11, 1969
Website: www.mackayshields.com
Custodians: THE BANK OF NEW YORK MELLON, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, STATE STREET BANK AND TRUST COMPANY
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies42.41%
Insurance Companies18.17%
Pooled Investment Vehicles14.72%
Pension & Profit Sharing Plans8.52%
State / Municipal Government8.2%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

Mackay Shields LLC is an investment manager operating as an SEC-registered hedge fund entity (SEC registration in 1969). The firm serves both individual and family clients as well as institutional investors, offering portfolio management across individuals, pooled vehicles and investment companies, and also publishes periodicals or newsletters. Its business activities include acting as a CPO/CTA and sponsoring or managing pooled investment vehicles, and it has industry affiliations that span broker-dealers, trust and insurance companies, and other advisory and sponsor roles. The firm charges a mix of asset-based and performance-linked fees. Mackay Shields identifies as an active ESG investor and reports that it is not structured as a capital allocator. Ownership is listed as a combination of a domestic entity and individual ownership.