Equitable Investment Management Group, LLC

RIASEC RegisteredEst. 2011
Total AUM
$167B
Discretionary
$167B
100% of AUM
Avg account
$1.5B
Accounts
113
Employees
67
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
156933
Registered since
March 24, 2011
Fee structure
Percentage of AUM
Client types
  • Investment Companies99.87%
  • Pooled Investment Vehicles0.13%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Equitable Investment Management Group, LLC is an SEC-registered institutional registered investment adviser organized as an LLC and operating since 2011. The firm functions as a capital allocator for institutional clients and charges fees as a percentage of assets under management. Its regulatory and business footprint includes roles as a commodity pool operator/commodity trading advisor (CPO/CTA) and portfolio manager for investment companies and pooled investment vehicles. The firm also performs selection of third-party advisers and reports being an active ESG investor. Industry affiliations span broker-dealer relationships, futures commission merchant activities, trust and insurance company links, and sponsor or managing-member roles for pooled investment vehicles and limited partnerships.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Steven Joenk

    Chief Executive OfficerCRD 1556526

  • Joseph Paolo

    Vice President and Chief Compliance OfficerCRD 4939209

  • Kenneth Kozlowski

    Kenneth Kozlowski

    Chief Investment OfficerCRD 2121988

Contacts

3 of 3
  • Brian Walsh

    DirectorCRD 2320523

  • Jessica Baehr

    Head of RetirementCRD 7373859

  • Shane Daly

    Shane Daly

    Executive Vice President & General CounselCRD 7716807

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1345 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth