Loop Capital Markets LLC

Broker-DealerFINRA MemberEst. 1997
Total AUM
—
Accounts
0
Employees
250
Advisory reps
185
Brokerage reps
247
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
43098
Registered since
September 19, 1997
Fee structure
Fixed Fees, Commissions, Other
Services
Security Ratings / Pricing Services

Firm profile

FINTRX

Overview

Loop Capital Markets LLC is organized as a limited liability company and has been SEC-registered since 1997. The firm operates as an investment bank and a broker-dealer, servicing an institutional client base. Its stated business activities include broker-dealer operations and other financial product sales, and it provides advisory work tied to security ratings or pricing services rather than traditional discretionary portfolio management. The firm’s ownership is noted as a mix of domestic entity and individual ownership. Its revenue and client interactions appear to be structured around fixed fees, commission-based fees, and other fee arrangements. Loop Capital Markets is not identified as a capital allocator or as a related adviser, and it is not listed as an active ESG investor or as a multi-state adviser in the source data. Industry affiliations reported include roles as an investment adviser and sponsor and acting as general partner or managing member of pooled investment vehicles. That suggests the firm can be involved in sponsoring or managing pooled structures alongside its brokerage and sales activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • James Reynolds

    James Reynolds

    Chairman and Chief Executive OfficerCRD 1162337

  • Stephen Berkeley

    Stephen Berkeley

    Chief Compliance OfficerCRD 5616433

  • Ira Lupkin

    Ira Lupkin

    Chief Financial OfficerCRD 4463446

Contacts

3 of 182
  • Lewis Boyd

    Lewis Boyd

    Senior Vice PresidentCRD 4251287

  • Willie Greene

    Willie Greene

    Senior Vice PresidentCRD 3140710

  • Patrick Knoell

    Senior Vice PresidentCRD 714095

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
425 S Financial Pl
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth