LOCKTON INVESTMENT SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
47
Avg account
$0

Firm details

Headquarters
OVERLAND PARK, Kansas
CRD number
137476
Registered since
March 15, 2006

Firm profile

FINTRX

Overview

Lockton Investment Securities, LLC is an LLC that registered with the SEC in 2006. FINTRX classifies the firm as unclassified and indicates ownership by a domestic entity and individual interests. The snapshot notes several negative flags: the firm is not designated a capital allocator, does not identify as an active ESG investor, is not listed as a multi-state adviser, is not newly formed, and is not a pension consultant or related adviser. FINTRX does not populate the firm's publicly visible descriptions of client types, fee schedules, business lines or advisory activities. That absence limits what can be said about the firm’s client focus, service model, or typical fee arrangements from the provided data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • NEIL METZHEISER

    Partner, CEOCRD 5353170

Contacts

3 of 46
  • NATHAN SHADA

    Senior Vice PresidentCRD 6182904

  • BRIAN NEARY

    PartnerCRD 1540653

  • Casey Zgutowicz

    ProducerCRD 7071776

Unlock 43 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

OVERLAND PARK, KS

JOHNSON

Location

OVERLAND PARK, KS

Headquartered in OVERLAND PARK, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
JOHNSON
Address
7045 College Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth