Cboe Trading, Inc.

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
56
Avg account
$0

Firm details

Headquarters
Overland Park, Kansas
CRD number
136734
Registered since
January 3, 2006

Firm profile

FINTRX

Overview

Cboe Trading, Inc. is organized as a corporation and is recorded as an SEC-registered adviser since 2006. The dataset classifies the firm as "Unclassified" and lists ownership as a combination of a domestic entity and an individual. Available disclosures indicate the firm does not act as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state or newly formed adviser. It also does not present itself as a pension consultant or a related adviser. Public filings and the provided dataset contain very limited detail on the firm’s advisory activities, client segments, fee arrangements, or specific investment strategy. Those operating details are not included in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Scott Johnston

    Scott Johnston

    Chief Operating OfficerCRD 6921183

  • William Upp

    William Upp

    Chief Compliance OfficerCRD 2976682

Contacts

3 of 54
  • Thomas Kozlowski

    Software EngineerCRD 6484930

  • Harlan Lakson

    Harlan Lakson

    Trade Desk SpecialistCRD 8250005

  • Adam Saleh

    Adam Saleh

    Trade Desk SpecialistCRD 6863933

Unlock 51 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Overland Park, KS

Johnson

Location

Overland Park, KS

Headquartered in Overland Park, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
Johnson
Address
6800 W 115th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth