Cboe Trading, Inc.

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
53
Avg account
$0

Firm details

Headquarters
Overland Park, Kansas
CRD number
136734
Registered since
January 3, 2006

Firm profile

FINTRX

Overview

Cboe Trading, Inc. is organized as a corporation and has been SEC-registered since 2006. The ownership is listed as a combination of a domestic entity and an individual, and the firm’s classification in the dataset is shown as “Unclassified.” The firm’s snapshot flags indicate it does not act as a capital allocator and is not identified as an active ESG investor. It is not registered as a multi-state adviser, is not marked as newly formed, and is not listed as a pension consultant or related adviser. The source data does not include descriptive entries for business activities or advisory services.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Scott Johnston

    Scott Johnston

    Chief Operating OfficerCRD 6921183

  • William Upp

    William Upp

    Chief Compliance OfficerCRD 2976682

Contacts

3 of 51
  • Thomas Kozlowski

    Software EngineerCRD 6484930

  • Harlan Lakson

    Harlan Lakson

    Trade Desk SpecialistCRD 8250005

  • Adam Saleh

    Adam Saleh

    Trade Desk SpecialistCRD 6863933

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Overland Park, KS

Johnson

Location

Overland Park, KS

Headquartered in Overland Park, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
Johnson
Address
6800 W 115th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth