LJI Wealth Management, LLC

RIASEC Registered
Total AUM
$1.4B
Discretionary
$1.2B
87% of AUM
Avg account
$384K
Accounts
3,574
Employees
13
Advisory reps
13

Firm details

Headquarters
Indianapolis, Indiana
CRD number
145399
Registered since
April 4, 2013
Website
ljiwm.com
Custodians
NATIONAL FINANCIAL SERVICES LLC, NATIONWIDE TRUST COMPANY FSB
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types
  • HNWI49.94%
  • Individuals25.68%
  • State / Municipal Government12.63%
  • Pension & Profit Sharing Plans11.75%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

LJI Wealth Management, LLC is an independent registered investment adviser that has been SEC-registered since 2013. The firm is owned by an individual and serves a mix of individual and family clients as well as institutional and business clients. Its advisory services center on financial planning and discretionary and non‑discretionary portfolio management for individuals, small businesses and institutions. In addition to advisory work, LJI operates as an insurance broker and sells other financial products, and its fee model includes percentage-of-AUM charges alongside hourly, fixed-fee work and commission-based products. The firm does not present itself as an active ESG investor. It is not structured as a capital allocator or pension consultant; instead, its model blends traditional wealth‑management services with insurance-product distribution and third‑party investment selection.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 78%, Exchange Traded Equities 9%, Cash & Cash Equivalents 7%, US Government Bonds 2%, State & Local Bonds 2%, Investment Grade Corp Bonds 1%, Derivatives 1%78%
  • Public Funds/Mutual Funds78%
  • Exchange Traded Equities9%
  • Cash & Cash Equivalents7%
  • US Government Bonds2%
  • State & Local Bonds2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 118

Active vs passive

$606M in ETFs

Passive

98%

$593M

Active

2%

$13.3M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT)BlackRockPassiveLarge Blend$200M1,203,30232.99%

Location

Primary office

Indianapolis, IN

Marion

Location

Indianapolis, IN

Headquartered in Indianapolis, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
Marion
Address
6569 Carrollton Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth