Legend Capital

RIASEC RegisteredEst. 2025
Total AUM
$250M
Discretionary
$250M
100% of AUM
Avg account
$2.2M
Accounts
114
Employees
3
Advisory reps
4

Firm details

Headquarters
,
CRD number
336029
Registered since
June 13, 2025
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles60.19%
  • HNWI34.29%
  • Corporations / Businesses5.48%
  • Charitable Organizations0.05%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Legend Capital is an independent registered investment adviser organized as an LLC and SEC-registered in 2025. The firm serves both individual and family clients as well as institutional investors, offering financial planning and discretionary portfolio management for individuals, small businesses, and pooled investment vehicles. Its fee model includes asset-based fees, fixed fees and performance-based fees. Legend Capital is not structured primarily as a capital allocator; it also sponsors and acts as general partner/managing member for pooled investment vehicles. The firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 79%, Cash & Cash Equivalents 9%, State & Local Bonds 5%, Investment Grade Corp Bonds 4%, US Government Bonds 3%79%
  • Exchange Traded Equities79%
  • Cash & Cash Equivalents9%
  • State & Local Bonds5%
  • Investment Grade Corp Bonds4%
  • US Government Bonds3%

Contacts

3 of 4
  • Adam Merino

    Adam Merino

    Managing PartnerCRD 5408789

  • Jonathan Lin

    CRD 8082186

  • Geoffrey Yang

    PartnerCRD 8082187

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 11

Active vs passive

$7.7M in ETFs

Passive

89%

$6.8M

Active

0%

$850K

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) S&P(R) DIVIDEND ETF (SDY)State StreetPassiveMid Cap Value$1.3M8,63417.16%

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth