Lee Financial Company, LLC

RIASEC RegisteredEst. 1975

Total AUM

$1.7B

Discretionary

$1.7B

98% of AUM

Avg account

$964K

Accounts

1,745

Employees

Advisory reps

Firm details

Headquarters: Dallas, Texas
CRD number: 105910
Registered since: April 26, 1975
Website: www.leefin.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI87.52%
Individuals9.42%
Pension & Profit Sharing Plans1.79%
Pooled Investment Vehicles0.9%
Charitable Organizations0.37%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Lee Financial Company, LLC is an independent registered investment adviser formed as an LLC and operating since 1975. The firm functions as a capital allocator for both individual and institutional clients, providing financial planning and portfolio management across multiple client types — from individuals and small businesses to pooled investment vehicles and institutions. Services include advisory selection of other managers and fee arrangements that can be percentage-of-AUM, hourly, or fixed-fee. The firm is not positioned as an ESG investor and does not report multi-state adviser status. Lee Financial has received external recognition, including placements on CNBC’s Top 100 Financial Advisory Firms list (2019, 2020, 2021, 2025) and an inclusion on Financial Advisor Magazine’s Top RIA Firms list in 2020.