Lee Financial Company, LLC

RIASEC RegisteredEst. 1975

Total AUM

$1.7B

Discretionary

$1.7B

98% of AUM

Avg account

$964K

Accounts

1,745

Employees

Advisory reps

Firm details

Headquarters: Dallas, Texas
CRD number: 105910
Registered since: April 26, 1975
Website: www.leefin.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI87.52%
Individuals9.42%
Pension & Profit Sharing Plans1.79%
Pooled Investment Vehicles0.9%
Charitable Organizations0.37%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Lee Financial Company, LLC is an independent registered investment adviser that has been SEC-registered since 1975. The firm serves both individual and family clients as well as institutional clients, and provides financial planning, portfolio management for individuals, small businesses and pooled investment vehicles, plus selection of other advisers. Its fee arrangements include assets-under-management fees, hourly charges and fixed fees. Lee Financial identifies itself as a capital allocator rather than an active ESG investor, and it does not operate as a multi-state adviser or a pension consultant. The firm has received industry recognition, including placement on CNBC’s Top 100 Financial Advisory Firms list in multiple years and inclusion on Financial Advisor Magazine’s Top RIA Firms list in 2020.