Duration Asset Management, LLC

RIASEC Registered

Total AUM

$1.6B

Discretionary

$1.6B

100% of AUM

Avg account

$226M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Dallas, Texas
CRD number: 298651
Registered since: October 4, 2018
Custodians: CANTOR FITZGERALD & CO., INTERACTIVE BROKERS LLC, J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles86.53%
HNWI13.47%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Duration Asset Management, LLC is an institutional registered investment adviser that focuses on fixed‑income strategies and portfolio management for individual, family and small business clients as well as institutional investors. The firm is SEC‑registered (registered in 2018) and charges a combination of asset‑based fees and performance‑based fees, consistent with its role as both an adviser to separate accounts and a sponsor/manager of pooled vehicles. Duration reports it is not an active ESG investor and it does not operate as a multi‑state adviser. Industry affiliations listed include roles as a broker‑dealer sponsor, general partner and managing member of pooled investment vehicles, which aligns with its private fund activity and the firm’s use of performance fee arrangements.