LAVACA CAPITAL, LLC

RIASEC RegisteredEst. 2018

Total AUM

$927M

Discretionary

$927M

100% of AUM

Avg account

$28.1M

Accounts

Employees

Advisory reps

Firm details

Headquarters: HOUSTON, Texas
CRD number: 167238
Registered since: April 30, 2018
Website: lavacacapital.com
Custodians: J.P. MORGAN SECURITIES INC., CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Other Investment Advisers46.51%
HNWI41.55%
Pooled Investment Vehicles8.34%
Investment Companies3.6%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Lavaca Capital, LLC is an SEC-registered LLC formed in 2018 that operates as a hedge-fund-style advisor with an individual owner. The firm serves both high-net-worth individuals and families as well as institutional clients, charging asset-based fees and performance-linked fees. Its regulatory filings identify it as a commodity pool operator/commodity trading advisor (CPO/CTA) and show advisory activity across separately managed accounts, pooled investment vehicles and investment companies for individuals, small businesses, institutions and other entities. The firm is not positioned as an ESG investor, does not describe itself as a multi-state adviser, and is not identified as a pension consultant or related adviser. Organizationally, Lavaca Capital also acts as a sponsor of limited partnerships and as a sponsor/GP or managing member of pooled investment vehicles.