GOODMAN FINANCIAL CORPORATION
Firm details
- Headquarters
- HOUSTON, Texas
- CRD number
- 114637
- Registered since
- June 21, 2002
- Website
- www.goodmanfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI89.59%
- Charitable Organizations6.28%
- Individuals4.08%
- Corporations / Businesses0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Goodman Financial Corporation is an independent registered investment adviser, established as an SEC-registered firm in 2002 and owned by an individual. The firm serves both individual and family clients as well as institutional clients, with core advisory services that include financial planning and portfolio management for individuals, small businesses, and larger institutions. Fee arrangements combine a percentage of assets under management with hourly charges. Goodman Financial does not identify as an active ESG investor, does not operate as a multistate adviser, and describes itself as not being a capital allocator — it relies on external managers rather than operating proprietary funds. The firm was recognized by FA Magazine in 2020 on its Top RIA Firms list.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities42%
- Investment Grade Corp Bonds28%
- Public Funds/Mutual Funds21%
- Cash & Cash Equivalents5%
- US Government Bonds2%
Owners & executives
3 of 4Bonita Harden-Lair
Administrative CoordinatorCRD 8098872
CHARLOTTE JUNGEN
CCO & COOCRD 4452180
ROBIN KOLLANNUR
Chief Investment OfficerCRD 2391934
Contacts
3 of 17STEVEN GOODMAN
PresidentCRD 1737282
PAUL PALMER
Senior Financial AdvisorCRD 1315071
MORGANN ZIMMER
Senior Financial AdvisorCRD 6226086
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 38Active vs passive
$174M in ETFs
96%
$166M
1%
$7.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND (VCSH) | Vanguard | Passive | Short Term Bond | $34.9M | 439,942 | 20.04% |
Location
HOUSTON, TX
HARRIS
Location
HOUSTON, TX
Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- HARRIS
- Address
- 5177 Richmond Ave
- Time zone
- CT (UTC-6)
- Office locations
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