LAUREL WEALTH ADVISORS, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 118469
- Registered since
- May 21, 2008
- Website
- www.laurelwa.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.03%
- Individuals7.85%
- Corporations / Businesses5.27%
- Charitable Organizations1.85%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Laurel Wealth Advisors, LLC is an independent registered investment adviser organized as an LLC and operating since its SEC registration in 2008. The firm is owned by an individual and serves both individual/family and institutional clients. Its advisory offerings center on financial planning and portfolio management for individuals and small businesses. Fee arrangements include a percentage of assets under management along with hourly and fixed-fee engagement options. Laurel Wealth Advisors is not positioned as a capital allocator, does not identify as an active ESG investor, and does not operate as a multi-state or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities65%
- Investment Grade Corp Bonds13%
- US Government Bonds11%
- Public Funds/Mutual Funds4%
- Cash & Cash Equivalents4%
Owners & executives
1 of 1Nancy Johnson Jones
Chief Compliance OfficerCRD 2026139
Contacts
3 of 9TIMOTHY BREEDLOVE
Managing MemberCRD 4485369
DAVID MCNEISH
Managing MemberCRD 4485368
MARK THOMPSON
Managing PartnerCRD 2928571
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 115Active vs passive
$501M in ETFs
91%
$456M
1%
$45.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD GROWTH INDEX FUND (VUG) | Vanguard | Passive | Large Growth | $97.5M | 112,314 | 19.45% |
Location
Charlotte, NC
MECKLENBURG
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- MECKLENBURG
- Address
- 1355 Greenwood Clfs
- Time zone
- ET (UTC-5)
- Office locations
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