Laurel Wealth Advisors, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 118469
- Registered since
- May 21, 2008
- Website
- www.laurelwa.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.03%
- Individuals7.85%
- Corporations / Businesses5.27%
- Charitable Organizations1.85%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Laurel Wealth Advisors, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 2008 under individual ownership. Its client base includes both high-net-worth individuals and families as well as institutional accounts. The firm provides financial planning and portfolio management services, with particular emphasis on managing investment portfolios for individuals and small businesses. Fee arrangements include an asset-based (percentage of AUM) component as well as hourly and fixed-fee engagements. The firm does not identify as an active ESG investor, is not registered as a multi-state adviser, and does not present itself as a pension consultant or capital allocator. Laurel Wealth Advisors lists an accounting affiliation among its industry relationships.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities65%
- Investment Grade Corp Bonds13%
- US Government Bonds11%
- Public Funds/Mutual Funds4%
- Cash & Cash Equivalents4%
Owners & executives
1 of 1
Nancy Johnson Jones
Chief Compliance OfficerCRD 2026139
Contacts
3 of 8Timothy Breedlove
Managing MemberCRD 4485369
David Mcneish
Managing MemberCRD 4485368
Mark Thompson
Managing PartnerCRD 2928571
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 117Active vs passive
$422M in ETFs
89%
$374M
1%
$48.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG) | Vanguard | $42M | 177,445 | 9.94% |
Location
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 1355 Greenwood Clfs
- Time zone
- ET (UTC-5)
- Office locations
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