Laguna Investment Services
Firm details
- Headquarters
- ,
- CRD number
- 146442
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Laguna Investment Services is a small, independent registered investment adviser operating as a sole proprietorship that focuses on financial planning and portfolio management for individuals and small businesses. The firm charges a percentage-of-AUM fee and concentrates client work on individual and family clients rather than institutional mandates. Investment activity is skewed toward publicly traded equities, with exchange-traded instruments representing the largest single asset class on the books. Laguna manages a mix of discretionary and non‑discretionary relationships, with the vast majority of assets overseen under client-directed arrangements. The adviser does not identify as an active ESG investor, and it is not positioned as a multi-state or pension consultant. Given the firm’s structure and asset base, its business model is boutique and hands-on, relying on personalized planning and equity-focused portfolio construction rather than broad institutional solutions.
Assets & Accounts
Public Holdings
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities53%
- Cash & Cash Equivalents47%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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