Regatta Financial LLC

Overview

Regatta Financial LLC is a small, independent registered investment adviser organized as a limited liability company and run by an individual owner. The firm focuses on traditional wealth management services for individuals and small businesses, offering financial planning, portfolio management and pension consulting. Its investment stance is equity‑oriented: the adviser demonstrates a clear preference for exchange‑traded equities and ETFs as the primary vehicle for client exposure. Fee arrangements are flexible and include a percentage of assets under management, hourly charges and fixed fees, which indicates the firm serves both ongoing advisory relationships and project‑based planning engagements. Regatta is not positioned as an ESG specialist, and it appears to operate on a single‑state basis rather than as a multi‑state or national adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices