Ladenburg Thalmann Asset Management Inc

RIASEC Registered

Total AUM

$6.7B

Discretionary

$1.8B

27% of AUM

Avg account

$2.1M

Accounts

3,153

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 108604
Registered since: October 16, 1997
Website: www.ladenburg.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM
Client types: Other Investment Advisers67.18%
HNWI9.5%
Individuals8.77%
Investment Companies6.74%
Corporations / Businesses3.5%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Ladenburg Thalmann Asset Management Inc. is a corporate, institutional RIA that has been registered with the SEC since 1997. The firm serves both individuals and families as well as institutional clients and bills mostly on a percentage-of-assets-under-management basis. Its advisory practice spans discretionary and non-discretionary portfolio management for individuals, pooled vehicles, investment companies, and institutions, plus the selection of other advisers. The firm identifies itself as a capital allocator and reports being an active ESG investor. In addition to its advisory role, the firm has a range of industry affiliations that include broker‑dealer and trust company relationships, insurance company activities, and roles as sponsor, general partner, or managing member of pooled investment vehicles. Those affiliations support its management of pooled products and third‑party manager selections.