LADENBURG THALMANN ASSET MANAGEMENT INC

RIASEC RegisteredEst. 1997

Total AUM

$6.7B

Discretionary

$1.8B

27% of AUM

Avg account

$2.1M

Accounts

3,153

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 108604
Registered since: October 16, 1997
Website: www.ladenburg.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM
Client types: Other Investment Advisers67.18%
HNWI9.5%
Individuals8.77%
Investment Companies6.74%
Corporations / Businesses3.5%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Ladenburg Thalmann Asset Management Inc. is a corporate investment adviser that manages portfolios for individuals, pooled vehicles, investment companies and institutional clients. The firm charges fees as a percentage of assets under management and acts as a capital allocator, both selecting third‑party managers and sponsoring or serving as a general partner for pooled investment vehicles. Advisory activities listed include portfolio management across client types and the selection of other advisers. The firm reports being an active ESG investor, indicating ESG considerations are incorporated into its investment process.