CORTEC GROUP MANAGEMENT SERVICES, LLC

RIASEC RegisteredEst. 2012
Total AUM
$6.6B
Discretionary
$6.6B
100% of AUM
Avg account
$553M
Accounts
12
Employees
30
Advisory reps
1

Firm details

Headquarters
New York, New York
CRD number
161429
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Cortec Group Management Services, LLC is an SEC-registered manager organized as an LLC that operates as a private equity fund sponsor and advisor to pooled investment vehicles. Registered in 2012, the firm serves institutional clients and performs portfolio management for pooled vehicles while also acting as sponsor, general partner and managing member on its funds. Ownership is recorded as a mix of a foreign entity and an individual. Compensation is a combination of AUM-based fees and performance fees. The firm reports being an active ESG investor and focuses its business on private fund management rather than serving as a multi-state retail adviser or pension consultant.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • MICHAEL NEUBERGER

    Chief Financial Officer & Chief Compliance OfficerCRD 4898141

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
140 E 45th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth