KWM Securities LLC

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Austin, Texas
CRD number
327258
Registered since
June 26, 2024

Firm profile

FINTRX

Overview

KWM Securities LLC is organized as a limited liability company and appears in SEC records with a registration date in 2024. Ownership is identified as a mix of a domestic entity and an individual. The firm is listed as unclassified in the available snapshot and is not designated as a capital allocator. It also does not identify as an active ESG investor or a multistate adviser. The publicly available summary provides very little detail about the firm's business model, client segments, fee arrangements, or core advisory services. Those items are not disclosed in the snapshot used for this profile.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Jerry Stone

    Jerry Stone

    CEOCRD 8130545

  • Randy Stouber

    Randy Stouber

    CFOCRD 1104531

  • Susan Dumont

    Susan Dumont

    CEOCRD 2346501

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Austin, TX

Travis

Location

Austin, TX

Headquartered in Austin, TX, in the South of the United States.

Region
South
County
Travis
Address
3500 N Capital Of Texas Hwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth