Focus Strategies Merchant Banking, LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Austin, Texas
CRD number
172021
Registered since
March 2, 2015

Firm profile

FINTRX

Overview

Focus Strategies Merchant Banking, LLC is organized as a limited liability company and has been SEC-registered since 2015. Regulatory classification in the source data lists the firm as an investment bank rather than a traditional registered investment adviser focused on discretionary asset management. Ownership is identified as a mix of a domestic entity and an individual. Available disclosures indicate the firm does not operate as a capital allocator and is not documented as an active ESG investor. It is not registered as a multi-state adviser and is not identified as a pension consultant or related adviser. The dataset does not include detail on the firm’s client segments, fee model, or specific business and advisory activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 10
  • Dulcinea Everson

    Dulcinea Everson

    Managing DirectorCRD 2508645

  • Jeffrey Heller

    Jeffrey Heller

    Vice President and TreasurerCRD 3139370

  • James Sandlin

    James Sandlin

    Managing DirectorCRD 4428785

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Austin, TX

Travis

Location

Austin, TX

Headquartered in Austin, TX, in the South of the United States.

Region
South
County
Travis
Address
7600 N Capital Of Texas Hwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth