FOCUS STRATEGIES MERCHANT BANKING, LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
AUSTIN, Texas
CRD number
172021
Registered since
March 2, 2015

Firm profile

FINTRX

Overview

Focus Strategies Merchant Banking, LLC is a limited liability company that registered with the SEC in 2015 and is classified in the dataset as an investment bank with merchant-banking orientation. Ownership is listed as a combination of a domestic entity and an individual. The firm is not flagged as a capital allocator, nor as an active ESG investor, multi-state adviser, related adviser, or pension consultant. The available records do not include details on advisory or brokerage activities, fee schedules, or client segments, which suggests the entity is positioned toward deal-making or advisory work rather than operating as a traditional discretionary wealth manager.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 9
  • JOHN BIGGS

    AdvisorCRD 4434473

  • JAMES SANDLIN

    Managing DirectorCRD 4428785

  • JEFFREY HELLER

    Vice President and TreasurerCRD 3139370

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

AUSTIN, TX

TRAVIS

Location

AUSTIN, TX

Headquartered in AUSTIN, TX, in the South of the United States.

Region
South
County
TRAVIS
Address
7600 N Capital of Texas Hwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth