KW Wealth Management LLC
Firm details
- Headquarters
- ,
- CRD number
- 298466
- Registered since
- November 27, 2024
- Website
- www.kwwealthmanagement.com
- Custodians
- INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals80.95%
- HNWI19.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
KW Wealth Management LLC is an independent, individual-owned registered investment adviser that began SEC registration in 2024. The firm serves individuals and families with a mix of financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its client-fee model combines percentage-of-assets and fixed-fee arrangements. KW Wealth does not identify as an active ESG investor and is not set up as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds51%
- Exchange Traded Equities33%
- Cash & Cash Equivalents6%
- US Government Bonds4%
- Investment Grade Corp Bonds4%
Owners & executives
1 of 1
Yee Ki Wan
Chief Executive OfficerCRD 3078166
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 48Active vs passive
$34.9M in ETFs
97%
$33.8M
1%
$1.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES FLOATING RATE BOND ETF (FLOT) | BlackRock | Passive | Ultrashort Bond | $5.2M | 101,545 | 14.80% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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