Tolley Financial Group, LLC

RIASEC RegisteredEst. 2026

Total AUM

$122M

Discretionary

$122M

100% of AUM

Avg account

$272K

Accounts

448

Employees

Advisory reps

Firm details

Headquarters: Raleigh, North Carolina
CRD number: 302115
Registered since: May 7, 2026
Website: www.tolleyfinancialgroup.com
Custodians: CHARLES SCHWAB & CO., INC., DUNHAM
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals43.92%
HNWI43.52%
Pension & Profit Sharing Plans7.86%
Insurance Companies4.71%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Tolley Financial Group, LLC is an independent registered investment adviser organized as an LLC. The firm serves both individuals and families as well as institutional clients and bills for its services using a mix of percentage-of-assets and fixed fees. Its advisory offering centers on financial planning, discretionary portfolio management for individuals and small businesses, and pension consulting services. Tolley identifies as an independent RIA rather than a capital allocator or multi-state adviser and does not present itself as an ESG-focused investor.