Kubo Financial Planning And Investments, LLC

RIASEC Registered

Total AUM

$31.2M

Discretionary

$31.2M

100% of AUM

Avg account

$1.1M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Edina, Minnesota
CRD number: 291436
Custodians: INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI71.58%
Pension & Profit Sharing Plans18.77%
Individuals9.65%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Kubo Financial Planning And Investments, LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm focuses on serving high-net-worth individuals and families, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its stated fee arrangements include asset-based fees, fixed fees, and performance-based fees. The firm does not position itself as a capital allocator and is not identified as an active ESG investor.