Kroll Securities LLC

Overview

Kroll Securities LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm has been SEC-registered since 1994 and is recorded as a domestic entity with individual ownership. FINTRX flags it as not acting as a capital allocator and not operating as an active ESG investor. It is also not listed as a multi-state adviser, pension consultant, related adviser, or newly formed adviser. The combination of "investment bank" classification and the negative flags for capital allocation and advisory roles indicates the firm's public footprint is more aligned with transactional and capital markets activity than with running discretionary investment programs or managing client AUM.

Assets & Accounts

Location & Offices