Kroll Securities LLC

Broker-DealerFINRA MemberEst. 1994
Total AUM
Advisory reps
121
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
36927
Registered since
October 27, 1994

Firm profile

FINTRX

Overview

Kroll Securities LLC is organized as a limited liability company and is classified as an investment bank. The firm appears in SEC records dating back to 1994. Ownership is listed as a mix of a domestic entity and an individual. Available descriptors indicate the firm does not serve as a capital allocator, does not identify as an active ESG investor, and is not characterized as a multi-state or pension adviser. Core advisory activities, fee arrangements, and client segmentation are not specified in the accessible dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Jared Nolen

    Jared Nolen

    Chief of StaffCRD 5291847

  • Aimee Sabolyk

    Aimee Sabolyk

    Chief Privacy OfficerCRD 5936787

Contacts

3 of 119
  • Todd Kaltman

    Todd Kaltman

    Managing DirectorCRD 1710326

  • Eric Coburn

    Eric Coburn

    Managing DirectorCRD 1993955

  • Brian Sipes

    Brian Sipes

    Managing DirectorCRD 1999982

Unlock 116 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
1 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth