Kotys Wealth Professionals
Firm details
- Headquarters
- Valparaiso, Indiana
- CRD number
- 168156
- Registered since
- May 15, 2020
- Website
- kotyswealthpro.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Other
- Client types
- HNWI66.27%
- Individuals24.18%
- Charitable Organizations8.47%
- Pension & Profit Sharing Plans1.09%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Kotys Wealth Professionals is an independent RIA organized as an LLC that provides planning and portfolio services primarily to individual and family clients. The firm is SEC-registered (2020) and combines fee models that include a percentage of AUM, hourly billing and other fee arrangements. Core advisory activities listed on the ADV include financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm describes itself as an active ESG investor and has been recognized in industry coverage, appearing on FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds50%
- Exchange Traded Equities41%
- Cash & Cash Equivalents7%
- Other2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 55Active vs passive
$203M in ETFs
82%
$167M
18%
$36.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $25.5M | 33,483 | 12.57% |
Location
Valparaiso, IN
Porter
Location
Valparaiso, IN
Headquartered in Valparaiso, IN, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Porter
- Address
- 1111 Glendale Blvd
- Time zone
- ET (UTC-5)
- Office locations
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