KELSEY FINANCIAL, LLC
Firm details
- Headquarters
- MOORPARK, California
- CRD number
- 314950
- Registered since
- January 30, 2024
- Website
- www.kelseyfinancial.net
- Custodians
- 3000 SCHWAB WAY
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI73.58%
- Individuals24.71%
- Other Investment Advisers1.12%
- Other0.59%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Kelsey Financial, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2024. The firm serves both individual and family clients as well as institutional relationships, and it acts as a capital allocator that places client capital with third-party managers. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting, manager selection, and educational seminars. The firm also conducts insurance brokerage activities. Fee arrangements are flexible and include percentage-of-AUM, hourly, and fixed-fee options. Kelsey Financial does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds59%
- Exchange Traded Equities19%
- State & Local Bonds9%
- Cash & Cash Equivalents6%
- US Government Bonds3%
Owners & executives
1 of 1STEVEN HOPPEL
Owner & CEOCRD 4845148
Contacts
3 of 6Ilan Fersht
AdvisorCRD 1174011
Stephen Egnatchik
AdvisorCRD 7852978
Jonathan Fersht
Investment Advisor RepresentativeCRD 5799239
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 36Active vs passive
$89.4M in ETFs
98%
$87.8M
0%
$1.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $21.1M | 36,630 | 23.65% |
Location
MOORPARK, CA
VENTURA
Location
MOORPARK, CA
Headquartered in MOORPARK, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- VENTURA
- Address
- 485 E High St
- Time zone
- PT (UTC-8)
- Office locations
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