Kelsey Financial, LLC
Firm details
- Headquarters
- Moorpark, California
- CRD number
- 314950
- Registered since
- January 30, 2024
- Website
- www.kelseyfinancial.net
- Custodians
- 3000 SCHWAB WAY
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI73.58%
- Individuals24.71%
- Other Investment Advisers1.12%
- Other0.59%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Kelsey Financial, LLC is an independent registered investment adviser organized as an LLC and listed as SEC-registered in 2024. The firm serves both individual and family clients as well as institutional investors and functions as a capital allocator, directing client capital to third-party managers when appropriate. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, and educational seminars/workshops. The firm also operates as an insurance broker. Fee arrangements include percentage-of-AUM billing along with hourly and fixed-fee options. Kelsey Financial is not positioned as an ESG-focused manager.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds59%
- Exchange Traded Equities19%
- State & Local Bonds9%
- Cash & Cash Equivalents6%
- US Government Bonds3%
Owners & executives
1 of 1
Steven Hoppel
Owner & CEOCRD 4845148
Contacts
3 of 6Ilan Fersht
AdvisorCRD 1174011
Stephen Egnatchik
AdvisorCRD 7852978
Jonathan Fersht
Investment Advisor RepresentativeCRD 5799239
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 36Active vs passive
$103M in ETFs
98%
$101M
0%
$1.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $27.5M | 37,403 | 26.69% |
Location
Moorpark, CA
Ventura
Location
Moorpark, CA
Headquartered in Moorpark, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Ventura
- Address
- 485 E High St
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
AII Capital Management, LLC
RIAMoorpark, CA
Imagine Math
RIAMoorpark, CA
Bruce James Thomas Jr
RIAMoorpark, CA
Nerad + Deppe Wealth Management
RIALa Jolla, CA
Beyond Financial Services
RIAFremont, CA
Prime Meridian Capital Management, LLC
RIAWalnut Creek, CA