Nerad + Deppe Wealth Management

RIASEC RegisteredEst. 2022
Total AUM
$176M
Discretionary
$176M
100% of AUM
Avg account
$288K
Accounts
613
Employees
2
Advisory reps
2

Firm details

Headquarters
La Jolla, California
CRD number
151284
Registered since
April 15, 2022
Website
nd-wm.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI78.46%
  • Individuals21.54%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Nerad + Deppe Wealth Management is an independent registered investment adviser organized as a limited liability company and SEC-registered since 2022. The firm is individually owned and serves primarily individual and family clients. Its advisory work centers on financial planning, discretionary portfolio management for individuals and small businesses, and selecting outside managers when appropriate. The firm bills through a mix of percentage-of-AUM fees, hourly charges, and fixed fees. It identifies as a capital allocator and does not report active ESG investing or multi-state adviser status.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 87%, Exchange Traded Equities 6%, US Government Bonds 4%, Cash & Cash Equivalents 3%87%
  • Public Funds/Mutual Funds87%
  • Exchange Traded Equities6%
  • US Government Bonds4%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • Richard Nerad

    Richard Nerad

    Managing Member And Chief Compliance OfficerCRD 4666376

Contacts

1 of 1
  • Steven Deppe

    Steven Deppe

    President & Portfolio ManagerCRD 4658856

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 37

Active vs passive

$210M in ETFs

Passive

98%

$204M

Active

<1%

$5.2M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$48.9M65,30923.33%

Location

Primary office

La Jolla, CA

San Diego

Location

La Jolla, CA

Headquartered in La Jolla, CA, in the West of the United States.

Region
West
County
San Diego
Address
4250 Executive Sq
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth