Kelleher Financial Advisors, LLC

RIASEC RegisteredEst. 2003
Total AUM
$1.2B
Discretionary
$632M
55% of AUM
Avg account
$1.5M
Accounts
749
Employees
13
Advisory reps
9

Firm details

Headquarters
New York, New York
CRD number
126021
Registered since
June 9, 2003
Website
kf-advisors.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI96.8%
  • Individuals2.53%
  • Pension & Profit Sharing Plans0.48%
  • Corporations / Businesses0.19%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Kelleher Financial Advisors, LLC is an independent registered investment adviser founded in 2003 that serves both individual/family and institutional clients. The firm operates as a limited liability company and acts as a capital allocator, providing financial planning, discretionary and non‑discretionary portfolio management for individuals, small businesses and institutions, and the selection of other advisers. Its fee model includes percentage‑of‑AUM charges alongside hourly and fixed fees. The firm is affiliated with a broker‑dealer.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 39%, Exchange Traded Equities 36%, US Government Bonds 19%, Cash & Cash Equivalents 4%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%39%
  • Public Funds/Mutual Funds39%
  • Exchange Traded Equities36%
  • US Government Bonds19%
  • Cash & Cash Equivalents4%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • Arthur Goetchius

    Arthur Goetchius

    Chief Executive OfficerCRD 1374251

Contacts

3 of 8
  • Neil Cataldi

    Neil Cataldi

    Managing DirectorCRD 3086771

  • Colleen Sorrentino

    Colleen Sorrentino

    Managing DirectorCRD 1714405

  • Michael Ouellette

    Michael Ouellette

    PresidentCRD 2374391

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 137

Active vs passive

$111M in ETFs

Passive

90%

$99.1M

Active

6%

$11.5M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$46.9M75,31942.38%
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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
100 Wall St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth