1ws Capital Advisors, LLC

RIASEC RegisteredEst. 2018
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$1.1B
Accounts
1
Employees
9
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
298723
Registered since
November 16, 2018
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

1ws Capital Advisors, LLC is an SEC-registered limited liability company that operates as an institutional registered investment adviser. The firm has been registered with the SEC since 2018 and serves institutional clients under a percentage-of-assets fee model. Ownership is listed as a combination of a domestic entity and an individual, and the firm does not describe itself as a capital allocator. Its regulatory and business filings identify commodity pool/operator (CPO) or commodity trading advisor (CTA) activity alongside portfolio management for investment companies. The firm also performs roles commonly associated with pooled vehicles — sponsor, general partner, or managing member — which suggests it organizes or manages collective investment structures. 1ws Capital Advisors is not flagged as an active ESG investor, is not registered as a multi-state adviser, and does not identify as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Kurt Locher

    Kurt Locher

    Partner, Chief Operating Officer & Chief Compliance OfficerCRD 1918968

  • Arthur Damoulakis

    Chief Compliance Officer & Legal CounselCRD 8142184

  • Crystal Frumberg

    Crystal Frumberg

    Chief Financial OfficerCRD 8190613

Contacts

2 of 2
  • Christopher Epes

    Christopher Epes

    General Counsel, Managing DirectorCRD 4743724

  • David Sherr

    David Sherr

    FounderCRD 2042211

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
299 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth