KEEN CAPITAL, LTD

RIASEC RegisteredEst. 2022

Total AUM

$180M

Discretionary

$178M

99% of AUM

Avg account

$510K

Accounts

352

Employees

12

Advisory reps

4

Firm details

Headquarters: CHAPIN, South Carolina
CRD number: 145023
Registered since: January 25, 2022
Website: keeninvestors.com
Custodians: CHARLES SCHWAB & CO., INC., BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI75.88%
Pension & Profit Sharing Plans15.87%
Individuals5.75%
Charitable Organizations2.46%
Corporations / Businesses0.04%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Keen Capital, Ltd. is an independent registered investment adviser that registers with the SEC in 2022 and operates as a capital allocator for both individual/family and institutional clients. The firm combines financial planning and portfolio management for individuals and small businesses with selection-of-other-advisers services; its stated business activity includes accounting. Fee arrangements include AUM-based fees alongside hourly and fixed-fee engagements. Keen Capital reports it is not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds52%
Exchange Traded Equities43%
US Government Bonds2%
Cash & Cash Equivalents2%
Private Funds1%

Owners & executives

1 of 1

KATHERINE HOLLENBECK
Chief Investment OfficerCRD 5642429

Contacts

3 of 3

Jeremiah Barwick
Financial PlannerCRD 7904854
TANNER MERRITT
Director of Financial PlanningCRD 7130811
THOMAS GORE
Founder and PresidentCRD 4261918

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

CHAPIN, SC

LEXINGTON

Location

CHAPIN, SC

Headquartered in CHAPIN, SC, anchoring the Columbia-Orangeburg-Newberry, SC metro in the South.

Metro area: Columbia-Orangeburg-Newberry, SC
Region: South
County: LEXINGTON
Address: 510 Lexington Ave
Time zone: ET (UTC-5)
Office locations

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