WILLIAM B. WALKUP & ASSOCIATES, INC.
Firm details
- Headquarters
- COLUMBIA, South Carolina
- CRD number
- 135533
- Registered since
- November 18, 2022
- Custodians
- INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM
- Client types
- Pooled Investment Vehicles50.16%
- HNWI37.28%
- Individuals7.79%
- Corporations / Businesses4.77%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
William B. Walkup & Associates, Inc. is an independent registered investment adviser that charges clients a percentage of assets under management. The firm serves both individuals and families as well as institutional clients, providing financial planning and portfolio management for individuals, small businesses and pooled investment vehicles. The adviser is not focused on ESG integration and does not identify as a multi-state or pension consultant. Ownership is recorded as individual, and the firm operates with affiliations that include roles such as accountant and sponsor, general partner, and managing member of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities99%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1WILLIAM WALKUP
CEOCRD 2206386
Contacts
2 of 2RICHARD NEWSOME
AssistantCRD 5269667
CHRISTOPHER WALKUP
Financial AdvisorCRD 3161471
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2Active vs passive
$184K in ETFs
100%
$184K
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $157K | 280 | 85.25% |
Location
COLUMBIA, SC
RICHLAND
Location
COLUMBIA, SC
Headquartered in COLUMBIA, SC, anchoring the Columbia-Orangeburg-Newberry, SC metro in the South.
- Metro area
- Columbia-Orangeburg-Newberry, SC
- Region
- South
- County
- RICHLAND
- Address
- 142 Atrium Way
- Time zone
- ET (UTC-5)
- Office locations
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